Important Middlefield Client Notices
For All Accounts
- Cash Account Agreement
- Statement of Policies
- Relationship Disclosure Document
- ETF Authorization – For Registered Plans
- ETF Authorization – Cash and Margin
- Administration Fee Schedule
- Strip Bond Brochure
- Best Execution Policy
- Client Notice – Risk of Email Fraud
For Option Accounts
For Institutional Accounts
Keeping You Informed
- Privacy Policy
- U.S. Withholding Tax Rules – Treaty Statement
- Communication with Beneficial Owners of Securities
- CIPF Disclosure Brochure
- Brochure – How IIROC protects investors